Full text of WHITE OAK MERCHANT PARTNERS LLC's X-17A-5 filed 2021-09-29 (period 2021-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITEDSTATES SECURITIES ANDEXCHANGE COMMISSION Washington, D.C. 20549 # ANNUAL AUDITED REPORT FORM X-17A-5 PART III | | OMB APPROVAL | | | | |--------------------------|--------------|---------------------------|--|--| | OMB Number: | | 3235-0123 | | | | | | Expires: October 31, 2023 | | | | Estimated average burden | | | | | | | | hours per response 12.00 | | | | SEC FILE NUMBER | | |-----------------|--| | 8-67283 | | FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEGINNING 07/01/2020 | | AND ENDING 06/30/2021 | | | | |--------------------------------------------------------------------------|--------------------------------------------------------|-----------------------|--------------------------------------------------|--|--| | | MM/DD/YY | | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF BROKER-DEALER: White Oak Merchant Partners, LLC | | | OFFICIAL USE ONLY | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM I.D. NO. | | | | 3 Embarcadero Center, Suite 540 | | | | | | | | (No. and Street) | | | | | | San Francisco | CA | | 94111 | | | | (City) | (State) | | (Zip Code) | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | | | Andre Hakkak | | | (415) 644-4117<br>(Area Code - Telephone Number) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | | Spicer Jeffries, LLP | | | | | | | | (Name - if individual, state last, first, middle name) | | | | | | 4601 DTC Blvd, Suite 700 | Denver | CO | 80237 | | | | (Address) | (City) | (State) | (Zip Code) | | | | CHECK ONE: | | | | | | | Certified Public Accountant | | | | | | | Public Accountant | | | | | | | Accountant not resident in United States or any of its possessions. | | | | | | | | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | \* Claims for exemption from the requirement that the annual report be covered by the opinion of an independent ma must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240. 17a-5(e)(2) > Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a curre…Read the full text as markdown