Full text of WHITE OAK MERCHANT PARTNERS LLC's X-17A-5 filed 2023-09-28 (period 2023-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ OMB APPROVAL UNITED STATES OMB Number: 3235-0123 SECURITIES AND EXCHANGE COMMISSION Expires: Oct. 31, 2023 Washington, D.C. 20549 Estimated average burden hours per response: 12 ANNUAL REPORTS sec file number FORM X-17A-5 8-67283 PART III FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 06/30/2023 FILING FOR THE PERIOD BEGINNING 07/01/2022 AND ENDING MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: White Oak Merchant Partners LLC TYPE OF REGISTRANT (check all applicable boxes): □ Security-based swap dealer ■ Broker-dealer □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 3 Embarcadero Center, Suite 540 (No. and Street) 94111 CA San Francisco (Zip Code) (State) (City) PERSON TO CONTACT WITH REGARD TO THIS FILING AHakkak@whiteoaksf.com Andre Hakkak 415-644-4117 (Email Address) (Area Code - Telephone Number) (Name) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Spicer Jeffries, LLP (Name - if individual, state last, first, and middle name) CO 80237 4601 DTC Blvd, Suite 700 Denver (Zip Code) (State) (City) (Address) 349 10/20/2003 (PCAOB Registration Number, if applicable) (Date of Registration with PCAOB)(if applicable) FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public elains for exemption from the required of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. displays a currently valid OMB control number. {1}------------------------------------------------ #### OATH OR AFFIRMATION | Andre Hakkak | | swear (or affirm) that, to the best of my knowledge and belief, the | | |------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------|-------| | | tinancial report pertaining to the firm of White Oak Merchant Partners LLC | | as of | | 6/30 | | , 2 023 | | | | | partner, officer, director, or equivalent person, as the case may be, has any proprietary interest in any a…Read the full text as markdown