Full text of WHITE OAK MERCHANT PARTNERS LLC's X-17A-5/A filed 2024-12-03 (period 2024-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # ANNUAL REPORTS FORM X-17A-5 PART III | OMB APPROVAL | |---------------------------| | OMB Number: 3235-0123 | | Expires: Nov. 30, 2026 | | Estimated average burden | | hours per response:<br>12 | | SEC FILE NUMBER | | |-----------------|--| | 8-67283 | | FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 AND ENDING 06/30/24 filing for the period beginning 07/01/23 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: White Oak Merchant Partners LLC TYPE OF REGISTRANT (check all applicable boxes): ® Broker-dealer ് Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 3 Embarcadero Center, Suite 540 (No. and Street) San Francisco CA 941111 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING Timothy Goodwin (415) 644-5100 tgoodwin@whiteoaksf.com (Name) (Area Code - Telephone Number) (Email Address) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Spicer Jefferies, LLP (Name - if individual, state last, first, and middle name) 4601 DTC Blvd., Suite 700 Denver CO 80237 (Address) (City) (State) (Zip Code) October 20, 2003 349 (Date of Registration with PCAOB)(if applicable) (PCAOB Registration Number, if applicable) FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ ### OATH OR AFFIRMATION | Timothy Goodwin | swear (or affirm) that, to the best of my knowledge and beliet, the | | |----------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------|--| | tinancial report pertaining to the firm of White Oak Merchant Partners LLP | as of | | | 6/30 | 2 024 | | | | partner, officer, director, or equivalent person, as the case may be, has any p…Read the full text as markdown