Full text of WHITE OAK MERCHANT PARTNERS LLC's X-17A-5 filed 2022-09-29 (period 2022-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 # ANNUAL REPORTS FORM X-17A-5 PART III | SEC FILE NUMBER | | |-----------------|--| | 8-67283 | | FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 \_AND ENDING 06/30/2022 FILING FOR THE PERIOD BEGINNING 07/01/2021 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRMIN White Oak Merchant Partners LLC TYPE OF REGISTRANT (check all applicable boxes): ■ Broker-dealer □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | 3 Embarcadero Center, Suite 540 | | | | | |---------------------------------------------------------------------------------------------------|--------------------------------|-----------------|--------------------------------------------|--| | (No. and Street) | | | | | | San Francisco | CA | | 941111 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Andre Hakkak | 415-644-4117 | | AHakkak@whiteoaksf.com | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Spicer Jeffries, LLP | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | 4601 DTC Blvd, Suite 700 | Denver | CO | 80237 | | | (Address) | (City) | (State) | (Zip Code) | | | 10/20/2003 | | 349 | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | | FOR OFFICIAL USE ONLY | | | | \* Claims for exemption from the requirement that the annual reports of an independent public and manufation over of the secometion of an 2 Claims for exemption from the requirement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. CFR 240.278-5(E){L}(!);), if uppliedel. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ #### OATH OR AFFIRMATION | Andre Hakkak | | swear (or affirm) that, to the best of my knowledge and belief, the | |-…Read the full text as markdown