Full text of TANDEM SECURITIES, INC.'s X-17A-5 filed 2021-03-25 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 0MB APPROVAL 0MB Number: 3235-0123 Expires: October 31, 2023 Estimated average burden hours per response ...... 12.00 # **ANNUAL AUDITED REPORT FORM X-17A-5 PARTIII** | SEC FILE NUMBER | |-----------------| | 8- 67321 | ### **FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING | -----------<br>1/1/2020<br>MM/DD/YY | AND ENDING | -----------<br>12/31/2020<br>MM/DD/ Y Y | |----------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------|-------------------|------------------------------------------------| | | A. REGISTRANT IDENTIFICATION | | | | NAME OF BROKER-DEALER: Tandem Securities, Inc. | OFFICIAL USE ONLY | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | FIRM I.D. NO. | | | | 3706 SW Topeka Blvd., Suite 420 | | | | | | (No. and Street) | | | | Topeka | KS | | 66609 | | (City) | (State) | | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | B. ACCOUNTANT IDENTIFICATION | Kristopher Miller | 785-266-8333<br>(Arca Code - Telephone Number} | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report*<br>Ohab and Company, PA | | | | | | (Name - (l indii'idual, stare last. first, middle name) | | | | 100 E. Sybelia Ave., Suite 130 | Maitland | FL | 32751 | | (Address) | (City) | (State} | (Zip Code) | | CHECK ONE:<br>~Certified Public Accountant<br>Public Accountant<br>Accountant not resident in United States or any of its possessions. | FOR OFFICIAL USE ONLY | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.* / *7a-5(e)(2)* > **Potential persons who are to respond to the collection of information contained in this form are not required to respond** unless the form displays a currently valid 0MB control number. SEC 1410 (11-05) {1}------------------------------------------------ ### **OATH OR AFFIRMATION** | I, | Kristopher Miller | | , swear (or affirm) that, to the best of | |------------------…Read the full text as markdown