Full text of TANDEM SECURITIES, INC.'s X-17A-5 filed 2022-04-14 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | UNITED STATES | | OMB APPROVAL | |--------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------|---------|----------------------------------------------------| | | SECURITIES AND EXCHANGE COMMISSION | | OMB Number: 3235-0123 | | PUBLIC | Washington, D.C. 20549 | | Expires: Oct. 31, 2023<br>Estimated average burden | | | | | hours per response:<br>12 | | | ANNUAL REPORTS | | SEC FILE NUMBER | | | FORM X-17A-5 | | 8-67321 | | | PART III | | | | | | | | | | FACING PAGE | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | | AND ENDING 12/31/2021 | | filing for the period beginning 1/1/2021<br>MM/DD/YY | | | MM/DD/YY | | | | | | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF FIRM: Tandem Securities, Inc. | | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | | Broker-dealer | | | | □ Check here if respondent is also an OTC derivatives dealer | | | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | 3706 SW Topeka Blvd., Suite 420 | | | | | | (No. and Street) | | | | | KS | | 66609 | | Горека | | | | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Kristopher Miller | 785-266-8333 | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | | OHAB AND COMPANY, PA | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 100 E SYBELIA AVE, SUITE 130 MAITLAND | ւ | 32751 | | (Address) | (City) | (State) | (Zip Code) | | JULY 28, 2004 | | 1839 | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | FOR OFFICIAL USE ONLY | | | | | | | | | | * Claims for exemption from the requirement that the annual reports of an independent public | | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 | | | CFR 240.17a-5(e)(1)(ii), if applicable. CFR 240.218-3(E){L}(1), if opplicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a current…Read the full text as markdown