Full text of TANDEM SECURITIES, INC.'s X-17A-5 filed 2025-03-31 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SMG Number: u er: 3235-0173 | PUBLIC SECURITIES AND EXCHANGE COMMISSION Expires: Nov. 30, 2026 Washington, D.C. 20549 Estimated average burden hours per response: [2 ANNUAL REPORTS SEC FILE NUMBER FORM X-17A-5 PART III FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING QO tf fe i pi Z AND ENDING 2/31/2/S MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: Torthern Lean eke s tnz-TYPE OF REGISTRANT (check all applicable boxes): (=] Broker-dealer C] Security-based swap dealer OC) Major security-based swap participant O Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.} 2706 4W Popekn BWA ste. 420 (No. and Street) Rpple. Ks 6OHL0Y (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING Ke Rigor Maley 75-266 8332 Killen @t-mbvanesalilaon, (Name) (Area Code — Telephone Number) (Email Address) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* OHAB AND COMPANY, PA (Name - if individual, state last, first, and middle name) 100 E SYBELIA AVENUE, SUITE 130 MAITLAND FL 32751 (Address) (City) (State) (Zip Code) JULY 28, 2004 1839 (Date of Registration with PCAOB)(if applicable) (PCAOB Registration Number, if applicable) FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1){ii}, if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ #### OATH OR AFFIRMATION \ L, Latur W: phy hlevz + Swear (or affirm) that, to the best of my knowledge and belief, the anal report pertaining to the firm of Torti Celut hes Jne. , as of 5 , 208-5, is true and correct. | further swear (or affirm) that neither the company nor any partner, officer, director, or equivalent person, as the case may be, has any proprietary interest in any account classified solely as that of a customer. My Appt, Beires res ate 28 Title: ! 4, (urtln dei MN G6, Vow t NOT Signature; ARY PUBLIC - Sta…Read the full text as markdown