Full text of TANDEM SECURITIES, INC.'s X-17A-5 filed 2026-04-13 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Public **UNITED** STATES **SECURITIES AND EXCHANGE COMMISSION Washington,** D.C. **20549** 0 **PPROVA** 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated **average** burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5 PART** Ill | | SEC FILE NUMBER | | |--|-----------------|--| FACING **PAGE** Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 0 1/01/2025 MM/00/YY AND ENDING 1213112025 MM/00/YY #### **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: Tandem Securities, Inc. TYPE OF REGISTRANT (check all applicable boxes): <sup>~</sup>Broker-dealer D Security-based swap dealer □ Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 3706 SW Topeka Blvd Suite 420 | | | (No. and Street) | | | | |--------------------------------------------------|--|------------------------------------------------------------|-----------------|--------------------------------------------|--| | Topeka | | KANSAS | | 66609 | | | (City) | | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Kristopher Miller | | 7852668333 | | kmiller@t-mfinancial.com | | | (Name) | | (Area Code-Telephone Number) | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | Ohab and Company, PA | | (Name - if individual, state last, first, and middle name) | | | | | 100 E. Sybelia Ave., Suite 130 | | Maitland | FL | 32751 | | | (Address)<br>07/28/2004 | | (City) | (State)<br>1839 | (Zip Code) | | | (Date of Registration with PCAOB)(if applicable) | | | | (PCAOB Registration Number, if applicable) | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(ii), if applicable. **Persons who are to respond to the collection of Information contained** in **this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ #### **OATH OR AFFIRMATION** I, Krist0Pher Miller swear (or affirm) that, to the best of my knowledge and belief, the finan~ial report pertaining…Read the full text as markdown