Full text of FT GLOBAL CAPITAL, INC.'s X-17A-5 filed 2020-02-28 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIESANDEXCHANGECOMMISSION Washington, D.C. 20549 OMS APPROVAL OMB Number: 3235·0123 Expires: August 31, 2020 Estimated average burden hours per response ...... 12.00 SEC FILE NUMBER s-67375 ## **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the · Securities Exchange Act of 1934 and Rule 17a-5 Thereunde1· | | REPORT FOR THE PERIOD BEGINNING 01/01/2019<br>AND ENDING 12/31/2019 | | | | |---------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------|---------------|------------------------------------------------|--| | | MM/DD/YY | | ----------------------------------<br>MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER: FT GLOBAL CAPITAL, INC.<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | OFFICIAL USE ONLY<br>FIRM 1.0. NO. | | | | | | | | | 5 Concourse Parkway, Suite 3000 | | | | | | | (No. and Street) | | | | | Atlanta | GA | | 30328 | | | (City) | (State) | (Zip Code) | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>PATRICKKO | | | (770) 350-2698 | | | | B. ACCOUNTANT IDENTIFICATION | | (Area Code-Telephone Number) | | | | | | | | | RUBIO CPA, PC | | | | | | 2727 Paces Ferry Rd SE, Suite 2-1680 ATLANTA | (Name - if individual, state last, first, middle name) | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report*<br>(Address) | (City) | GA<br>(State) | 30339<br>(Zip Code) | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17a-5(e)(2)* > Potential persons who are to respond to the collection of Information contained in this form are not required to respond . unless the form displays a currently valid OMB control number. SEC 1410 (06-02) {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | I, JIAN KE | , swear (or affirm) that, to the best of | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------…Read the full text as markdown