Full text of FT GLOBAL CAPITAL, INC.'s X-17A-5 filed 2021-02-23 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ### **To whom it May Concern:** ### According to the SEC COVID 19 updates 061820 https://www.sec.gov/tm/paper-submission-requirements-covid-19-updates-061820 - 1) The Firm signed the enclosed document electronically with a system in place that indicates the date and time when the signature was executed. - 2) The Firm was not ab <sup>e</sup>to obtain the required notarization due to difficulties arising from COVID-19 and, therefore, is making the enclosed filing without a notarization. - 3) The Firm is notifying its designated examining authority in writing by filing this notice with the enclosed document via the FINRA filing system and if applicable the SEC Edgar filing system. Jian Ke (Patrick Ko), CEO {1}------------------------------------------------ # citnx I RightSignature SIGNATURE • 8,' . ## CERTIFICATE #### TRANSACTION DETAILS DOCUMENT DETAILS Reference Number FSFE8F74-AE95-41B0-9DCB-056F48DFC4D9 Transaction Type Signature Request Sent At 02/23/2021 09: 54 EST Executed At 02/23/2021 10: 00 EST Identity Method email Distribution Method email Signed Checksum US~ fle'90 f6d5.td ff2df b2' 802ddfi0ldl"6b0f l 1992b9.a2ud9HCd8<4 !.a 1818 #### Signer Sequencing Disabled Document Passcode Disabled #### SIGNERS SIGNER Name Patrick Ko Email pko@ftglobalcap.com Components 1 Document Name FT Global-Covidl9 Notarize Notification Fiiename covidl 9 \_notarize \_notification.docx Pages l page Content Type a ppl ication/vnd. openx mlforrnats-off icedocum ent. word processing m I. document File Size 14 KB Original Checksum REFERENCE NUMBER F 5 F E8F7 4-AE95-41B 0-9DC B-056F 4BDF C409 E·SIGNATURE Status signed Multi-factor Digital Fingerprint Checksum Ua5t416et21'de5Sltlldlelfbetf.1:14724tc"'3U2tl28t1'tb2t ••llb522l0'5t IP Address 24.30.127.163 D evice Chrome via Mac Drawn Si gnature EVENTS Viewed At 02/23/2021 10:00 EST Identity Authenticated At 02/23/2021 10:00 EST Signed At 02/23/2021 10:00 EST Signature Reference ID D9417409 Signature Biometric Count 88 #### AUDITS | TlMESTAMP | AUDIT | |-----------------------|------------------------------------------------------------------------------------------------------------------------------------------------| | 02/23/2021 09: 54 EST | financials· (cmcfinancials@foreside.com) created document 'covidl 9_notarize_notification.docx' on Chrome via Windows<br>from 38.104. 253.154. | | 02/23/2021 09: 54 EST | Patrick Ko (pko@ftglobalcap.com) was emailed a link to sign. | |…Read the full text as markdown