Full text of FT GLOBAL CAPITAL, INC.'s X-17A-5 filed 2023-03-29 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ \_.\_\_, **UNITED STATES SECURITIES AND EXCHANGE COMMISSION** Washington, D.C. 20549 **ANNUAL REPORTS FORM X-17A-5 PART Ill FACING PAGE** 0MB APPROVAL 0MB Number: 3235--0123 Eicpires: Oct. 31, 2023 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-67375 Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING **01 /01 /22** MM/00/YY AND ENDING 12131122 MM/DO/VY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: FT GLOBAL CAPITAL, INC. TYPE OF REGISTRANT (check all applicable boxes): ii!!!! Broker-dealer D Security-based swap dealer D Major security-based swap participant 0 Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 1688 Meridian Ave, Suite 700 (No. and Street) Miami Beach FL 33139 (City) (State) (Zlp Code) **PERSON** TO CONTACT WITH REGARD TO THIS FILING PATRICK KO (Jian Ke) 786-220-6129 pko@ftglobalcap.com (Name) (Area Code - Telephone Number) (Email A<;ldress) B. **ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* RUBIO CPA, PC (Name - if individual, state last, first, and middle name) 2727 Paces Ferry Rd SE, Suite 2-1680 **Atlanta** (Address) (City) GA (State) 5/5/09 3514 30339 (Zip Code) (Date of Registration with PCAOB)(lf applicable) (PCAOB Registration Number, if apolicable) **FOR OFFICIAL USE ONLY** • Claims for exemption from the requirement that the annual report.s be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a·5(e)(l)(II), If applicable. Persons who are to respond to the collection of Information contained In this form are not required to respond unless the form displays a currently valid 0MB control number. {1}------------------------------------------------ #### **OATH OR AFFIRMATION** --... | | 2~<br>December 31<br>partner, officer, director, or equivalent person, as the case may be, has any proprietary interest in any account classified solely | is true and correct. I further swear (or affirm) that neither the company nor any | | | | | | |-----|----------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------…Read the full text as markdown