Full text of FT GLOBAL CAPITAL, INC.'s X-17A-5 filed 2024-03-19 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION** **Washington, D.C. 20S49** | 0MB APPROVAL | | | | |--------------------------|--|--|--| | 0MB Number: 3235-0123 | | | | | Expires: Nov. 30, 2026 | | | | | Estimated average burden | | | | | hours per response: 12 | | | | | | | | | SEC FILE NUMBER 8-67375 ## **ANNUAL REPORTS FORM X-17A-5 PART Ill** | | | FACING PAGE<br>Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | |-------------------------------------------------------------------------------------------------------------------------------------|--------|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------|-----------------|---------------------------------------------|--| | FILING FOR THE PERIOD BEGINNING 01 /01 /23 | | | AND ENDING | 12f31 f23 | | | | | | MM/DD/YY | | | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF FIRM : FT GLOBAL CAPITAL, INC. | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>~ Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | | D Security-based swap dealer | D Major security-based swap participant | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | 1688 Meridian Ave, Suite 700 | | | | | | | | | | ( No. and Street) | | | | | | Miami Beach | | FL | | | 33139 | | | | (City) | (State) | | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | PATRICK KO | | (Jian Ke) 786-220-6129 | | | pko@ftglobalcap.com | | | (Name) | | (Area Code - Telephone Number) | | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing *<br>RUBIO CPA, PC | | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | 3500 Lenox Road NE Suite 1500 | | Atlanta | | GA | 30326 | | | (Address) | | (City) | | (State) | (Zip Code) | | | 5/5/09 | | | 3514 | | | | | rte of Regist,atioo wi<h PCAOB)[if applicable] | | | | | ]PCAOB Registcatioo Nombec, if apPlicab , ) | | | | | FOR OFFICIAL USE ONLY | | | | | | * Claims for exemption from the requirement t | | hat the annual reports be covered by the reports…Read the full text as markdown