Full text of VISION FINANCIAL MARKETS LLC's X-17A-5 filed 2022-09-09 (period 2022-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # VISION FINANCIAL MARKETS LLC ## STATEMENT OF FINANCIAL CONDITION JUNE 30, 2022 PUBLIC {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | 0MB APPROVAL | | |---------------------------|--| | 0MB Number: 3235-0123 | | | Expires: Oct. 31, 2023 | | | Estimated average burden | | | hours per response:<br>12 | | | | | | SEC FILE NUMBER | | | | | 8-67447 # **ANNUAL REPORTS FORM X-17 A-5 PART** Ill | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | | | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|--------------|--------------------------------------------|--|--|--|--| | | | | __ | | | | | | FILING FOR THE PERIOD BEGINNING | __<br>0_7_/_0_1_/_2_1 _<br>MM/DD/VY | _ AND ENDING | 0_6_/_3_0_/_2_2 __<br>MM/DD/VY | | | | | | | | | | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | NAME oF FIRM: Vision Financial Markets LLC | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>D Major security-based swap participant<br>D Security-based swap dealer<br>[!] Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | | 120 Long Ridge Road, 3 North | | | | | | | | | | (No. and Street) | | | | | | | | Stamford | CT | | 06902 | | | | | | (City) | (State) | | (Zip Code) | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | (203)388-2660<br>Howard Rothman<br>hrothman@vfmarkets.com | | | | | | | | | (Name) | (Area Code -Telephone Number) | | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>PKF O'Connor Davies, LLP | | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | | 245 Park Avenue, 12th Floor | New York | NY | 10167 | | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | | 09/29/2003 | | 127 | | | | | | | (Date of Registration with PCAOB)(if applicable) | FOR OFFICIAL USE ONLY | | (PCAOB Registration Number, if applicable) | | | | | | | | | | | | |…Read the full text as markdown