Full text of VISION FINANCIAL MARKETS LLC's X-17A-5 filed 2023-08-29 (period 2023-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### VISION FINANCIAL MARKETS LLC #### STATEMENT OF FINANCIAL CONDITION JUNE 30, 2023 PUBLIC {1}------------------------------------------------ | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | | | 0MB APPROVAl<br>0MB Number: 323S-0123<br>Expires: Oct, 31, 2023<br>Estimated average burden<br>hours per response: 12 | | | |----------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|------------------------|-----------------------------------------------------------------------------------------------------------------------|--|--| | | ANNUAL REPORTS | | SEC Fl LE NUMBER | | | | | FORM X-17A-5 | | 8-67447 | | | | | PART Ill | | | | | | Information Required Pursuant to Rules 17a-S, 17a-1Z, and 18a-7 under the Securities Exchange Act of 1934<br>FILING FOR THE PERIOD BEGINNING | FACING PAGE<br>__ Q_7_/_Q_1 _/2_2 __ | __<br>AND ENDING | Q_6_/3_Q_/_2_3 __ | | | | | MM/DD/YV | | MM/00/YV | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME oF FIRM: Vision Financial Markets LLC | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>l!J Broker-dealer<br>D Check here if respondent Is also ,m OTC derivatives deiiler | □ Security-based swap dealer | | □ Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 120 Long Ridge Road, 3 North | | | | | | | | (No. and Street) | | | | | | Stamford | CT | | 06902 | | | | (City) | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Howard Rothman | (203)388-2660 | hrothman@vfmarkets.com | | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>PKF O'Connor Davies, LLP | | | | | | | | (Name - If Individual, state last, First, and middle name) | | | | | | 245 Park Avenue, 12th Floor<br>(Address) | New York<br>(City) | NY<br>(State) | 10167<br>(Zip Code) | | | | 09/29/2003 | | 127 | | | | | (Date of RcgiS!r:itlon wit h PCAOBl(lf i>ppllcablc) | | | (PCAOB Registration Number, If applkablc) | | | | | FOR OFFIOAL USE ONLY | | | | | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent publtc |…Read the full text as markdown