Full text of VISION FINANCIAL MARKETS LLC's X-17A-5 filed 2025-02-28 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # VISION FINANCIAL MARKETS LLC # STATEMENT OF FINANCIAL CONDITION DECEMBER 31, 2024 PUBLIC {1}------------------------------------------------ | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549<br>ANNUAL REPORTS<br>FORM X-17A-5<br>PART Ill<br>FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934<br>AND ENDING 12/31/2024<br>FILING FOR THE PERIOD BEGINNING O 1/01/2024<br>MM/DD/YY<br>A. REGISTRANT IDENTIFICATION<br>NAME oF FIRM: Vision Financial Markets LLC<br>TYPE OF REGISTRANT (check all applicable boxes):<br>O Security-based swap dealer<br>~ Broker-dealer<br>□ Major security-based swap participant | 0MB APPROVAL<br>0MB Number: 3235-0123<br>Expires: Nov. 30, 2026<br>Estimated average burden<br>hours per response: 12<br>SEC FILE NUMBER<br>MM/DD/YY | |-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | | | | | | | | | | | | | | D Check here if respondent is also an OTC derivatives dealer<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.)<br>1010 Washington Blvd. Ste#300 | | | (No. and Street) | | | Stamford<br>CT | 06901 | | (City)<br>(State) | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | Howard Rothman<br>(203)388-2660 | hrothman@vfmarkets.com | | (Name)<br>(Area Code -Telephone Number)<br>(Email Address) | | | B. ACCOUNTANT IDENTIFICATION | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>PKF O'Connor Davies, LLP | | | (Name - if individual, state last, first, and middle name) | | | New York<br>NY<br>245 Park Avenue, 12th. Floor | 10167 | | (Address)<br>(City)<br>(State)<br>09/29/2003<br>127 | (Zip Code) | | (Date of Reaistration w ith PCAOB)(lf acplicablel | (PCAOB…Read the full text as markdown