Full text of VISION FINANCIAL MARKETS LLC's X-17A-5 filed 2026-03-02 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # VISION FINANCIAL MARKETS LLC STATEMENT OF FINANCIAL CONDITION DECEMBER 31, 2025 PUBLIC {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** > **ANNUAL REPORTS FORM X-17A-5** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER # **PART** Ill **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **<sup>0</sup> <sup>1</sup> /01/2025** AND ENDING **12/31/2025** MM/DD/YY MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM: Vision Financial Markets LLC TYPE OF REGISTRANT (check all applicable boxes): 0 Broker-dealer □ Security-based swap dealer D Check here if respondent is also an OTC derivatives dealer □ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 1010 Washington Blvd. Ste#300 | (No. and Street) | | | | | | | |----------------------------------------------|--------------------------------|------------------------|--|--|--|--| | Stamford | CT | 06901 | | | | | | (City) | (State) | (Zip Code) | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Howard Rothman | (203 )388-2660 | hrothman@vfmarkets.com | | | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* # PKF O'Connor Davies, LLP | (Name - if individual, state last, first, and middle name) | | | | | | | | |------------------------------------------------------------|-----------------------|--------------------------------------------|------------|--|--|--|--| | 245 Park Avenue, 12th. Floor New York | | NY | 10167 | | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | | 09/29/2003 | | 127 | | | | | | | (Date of Rerdstration with PCAOB)(if applicable) | | (PCAOB Registration Number, if applicable) | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an Independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of informati…Read the full text as markdown