CLEARVIEW TRADING ADVISORS, INC. X-17A-5/A (2023-03-02) — Broker-dealer annual report

Full text of CLEARVIEW TRADING ADVISORS, INC.'s X-17A-5/A filed 2023-03-02 (period 2020-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

Document text (excerpt)

{0}------------------------------------------------ ### Statement of Financial Condition ### Including Report of Independent Registered Public Accounting Firm ### As of June 30, 2020 ### As Restated {1}------------------------------------------------ # UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response; 12 SEC FILE NUMBER 8-67501 # ANNUAL REPORTS FORM X-17A-5 PART III | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|------------|--------------------------------------------| | FILING FOR THE PERIOD BEGINNING | 07/01/19 | AND ENDING | 06/30/24) | | | MM/DD/YY | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF FIRM: Clearview Trading Advisors, Inc. | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>18 Broker-dealer - LJ Security-based swap dealer - Li Major security-based swap participant<br>Check here if respondent is also an OTC derivatives dealer | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | 10 Glenwood Road, Suite 904 | (No. and Street) | | | | Tenafly | 1200 | | 07670 | | (City) | (State) | | (Zip Code) | | FERSON TOXEC NEW THREGARD TO THIS FILING | | | | | | 917-741-3974 | | | | Gregg Ettin | | | gettin(a)clearviewtrading.com | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Jennifer Wray CPA PLLC | | | | | | (Name - if individual, state last, first, and middle name) | | | | 800 Bonaventure Way, Suite 168 | Sugar Land | TX | 77479 | | (Address) | (City) | (State) | (Zip Code) | | 11/80 2016 | | 6893 | | | (Date of Registration with PCAOB)(if applicable) | | | (PCADB Registration Number, if applicable) | | | FOR OFFICIAL USE ONLY | | | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)…

Read the full text as markdown

Other filings by this registrant

Original filing on SEC EDGAR (source of record)