Full text of CLEARVIEW TRADING ADVISORS, INC.'s X-17A-5 filed 2023-09-29 (period 2023-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **Report Pursuant to Rule 17a-5 of The Securities and Exchange Commission Including Report of Independent Registered Public Accounting Firm As of June 30, 2023** {1}------------------------------------------------ UN IDSTATI.S SKURr ES AND EXCHANGE COMMliSIOaN Wa.-shrr,gton., D.C.. 20549 ANNUAL REPORTS FORM X-17A-5 PART Ill **FACING PAGE** Information **R.equired Pursuil'nt to Rules 17a-S, 17a-12, and 18a-7 under the Senirities Exchange Act of 1934** 0-01 ""1 l)".~•)\_..,\_~ FILI G FOR THE PERIOD BEGIN I G \_\_\_ 1 \_\_ -\_-\_\_\_\_ AND ENDING \_\_\_ t\_'' \_\_\_\_\_ \_ MM D i\li\l DiY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: Clearview Trading Advisors. Inc. TYPE OF REGISTRANT (check all applicable boxes): Broker-dealer =:J Security-based swap dealer D Major security-based swap participant LJ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) IO Gknwood Road. Suite 904 (No. and Street) Ti.:nafly NJ (City) (State) PERSON TO CONTACT WITH REGARD TO THIS FILING 07670 (Zip Code) Grc •g E11in 917- 741-3974 gcttinfv,clcarvicwtrading.com (Name) (Area Code - Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Jennifer Wrny CPA PLLC (Name - if individual, state last, first, and middle name) 800 Bonaventure Way, Suite 168 Sugar Land TX (Address) (City) (State) 11/30/2016 6328 77479 (Zip Code) T" of ReRistca<ioo **wi<h** PCAOB)lif applicable) FOR **OFFICIAL USE ONLY {PU.OB Regist,atioo N"mbe,,** if **applicable)** I • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 **Persons who are to respond to the collection of Information contained In this form are not required to respond unless the form displays a currently valid 0MB control number.** CFR 240.17a-5(e){l)(ii), if applicable. {2}------------------------------------------------ # **OATH OR AFFIRMATION** | Gregg Ettin<br>I, | | | | , swear (or affirm) that, to the best of my knowledge and belief, the | |-----------------------------------------------|--|------------------------------------------------------------------|----------------------------------|------------------------------------------------------------…Read the full text as markdown