CLEARVIEW TRADING ADVISORS, INC. X-17A-5 (2024-09-26) — Broker-dealer annual report

Full text of CLEARVIEW TRADING ADVISORS, INC.'s X-17A-5 filed 2024-09-26 (period 2024-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

Document text (excerpt)

{0}------------------------------------------------ **Report Pursuant to Rule 17a-5 of The Securities and Exchange Commission Including Report of Independent Registered Public Accounting Firm As of June 30, 2024** {1}------------------------------------------------ **UNlfiD STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL REPORTS FORM X-17A-5 PART Ill** Estimated average burden hours per response: 12 SEC FILE NUMBER 8-67501 **FACING PAGE** I ' rm.i·tion Required **Pursuant to** Rules **17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | iHE PERIOD BEGINNING 07/01/<br>Fl :~<br>F | 23 | AND ENDING 06/ | 30/24 | | | |----------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------------------------------|-----------------------------|------------------------------------------|--| | --------- | MM/DD/YY | | ---------- | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | | E OF FIRM: Clearview Trading Advsiors, Inc. | | | | | | | PE OF REGISTRANT (check all applicable boxes):<br>D Security-based swap dealer<br>~ Bro er-dealer<br>=<br>Check here if respondent is also an OTC derivatives dealer | | D Major security-based swap participant | | | | | A<br>ESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 0 Glenwood Road, Suite 904 | | | | | | | (No. and Street) | | | | | | | | NJ | | | 07670 | | | (City) | (State) | | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Gregg Ettin | 917-741-3974 | | gettin@clearviewtrading.com | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Jennifer Wray CPA, PLLC | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | 800 Bonaventure Way, Suite 168 | Sugar Land | | TX | TT479 | | | (Address) | (City) | | (State) | (Zip Code) | | | 11/30/2016 | | 6328 | | | | | Ir<br>af R,g;~,.,oo<br>w;,h PCAOB}lff applkable) | FOR OFFICIAL USE ONL y | | | {PCAOB R,gj~ra,;o, N"mbe,. ,1 ,pp,,n<>•t | | | | | | | | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independenr 1.1 ill accountant must be supported by a statement of facts and circ…

Read the full text as markdown

Other filings by this registrant

Original filing on SEC EDGAR (source of record)