Full text of CLEARVIEW TRADING ADVISORS, INC.'s X-17A-5 filed 2020-08-31 (period 2020-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # CLEARVIEW TRADING ADVISORS, INC. ## Statement of Financial Condition ## Including Report of Independent Registered Public Accounting Firm As of June 30, 2020 {1}------------------------------------------------ #### **UNITF.DST A TFS SECURITIESANDF..XOIANGECOMMISSION Washington, D.C. 20549** | 0MB APPROVAL | | | |------------------------------|-----------------|--| | OM8Number. | 3235-0123 | | | Expkes: | August 31. 2020 | | | Estimated a'll'!l'age burden | | | | hours<br>res | .•.• 12.00 | | # **ANNUAL AUDITED REPORT FORM X-17A-5 PART** Ill | | SEC ALE NUMBER | |---------|----------------| | 8-67501 | | ## FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the **Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING | ___________<br>07/01/2019 | AND ENDING | _________<br>06/30/2020<br>_ | |-------------------------------------------------------------------------------------------------|---------------------------------------------------------------------|------------|--------------------------------| | | MM/DD/YY | | MMIDDNY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF BROKER-DEALER:<br>Clearview Trading Advisors, Inc. | | | OFFICIAL USE ONLY | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.)<br>230 Park Avenue, Suite 904 | | | ARMI.D.NO. | | | (No. and Street) | | | | New York | NY | | 10169 | | (City) | (State) | | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO TIIIS REPORT<br>Gregg Ettin | | | (646-747-5220) | | | | | (Area Code - Telephone Number) | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | Tarlow & Co., CPA, PC | | | | | | (Name - if individual, state last, first, middle name) | | | | 7 Penn Pla7.a, Suite 210 | New York | NY | 10001 | | (Address) | (City) | (State) | (Zip Code) | | CHECK ONE: | | | | | | | | | | §<br>Certified Public Accountant | | | | | Public Accountant | | | | | | Accountant not resident in United States or any of its possessions. | | | | | | | | | | | | | | | FOR OFFICIAL USE ONLY | | I | *•Claims /or exemption from the requirement that the annual report be covered by the opinion of an independent public account, mu.rt be supported by a statement of/acts and circumstances relied on as the basis/or the exemption. See Section U0.17a-5(e>* > Potentlal **person,** who are to respo…Read the full text as markdown