Full text of EDELWEISS FINANCIAL SERVICES INC.'s X-17A-5 filed 2022-07-15 (period 2022-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL REPORTS FORM X-17A-5 PART** Ill **FACING PAGE** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated **average** burden hours per response: 12 SEC FILE NUMBER 69508 **Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **\_\_ 0\_4\_/0\_1 /\_2\_1\_AND** ENDING **\_\_ 0\_3\_/\_3\_1\_/2\_2\_** MM/DD/VY MM/DD/VY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM: Edelweiss Financial Services Inc. TYPE OF REGISTRANT (check all applicable boxes): 0 Broker-dealer □ Security-based swap dealer 0 Check here if respondent is also an OTC derivatives dealer □ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 450 Lexington Ave., Wework-4th Floor (No. and Street) New York NY 10017 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING (Name) (Area Code - Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Goldman & Company, CPAs P.C. (Name - If individual, state last, first, and middle name) 3535 Roswell Rd, Ste 32 Marietta GA 30062 (Address) (City) (State) (Zip Code) rte of Reg;,t,atioo **w;th PCAOBJ(lf ,pplleable]** FOR OFFICIAL USE ONLY **{PCAOB R,g;strat;o, N"mbe,,** If **,pplleable]** I • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(1)(ii), if applicable. **Persons who are to respond to the collection of Information contained In this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ #### **OATH OR AFRRMATION** | I, Rang8l\8lhan PLlfllllholhamll | swear (or affirm) that, to the best of my knowledge and bellef, the | |-------------------------------------|--------------------------------------------------------------------------------------------------------------------| | | 2~<br>financial report pertaining to the firm of Edetowfa Flrllll1Clal 5er1lfces ,~<br>as of | | 3/31 | Is true and correct. I further swear (or affirm) that neither the company nor any | | partner, officer, d…Read the full text as markdown