Full text of NUVAMA FINANCIAL SERVICES INC.'s X-17A-5/A filed 2026-06-30 (period 2026-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 ## ANNUAL REPORTS FORM X-17A-5 PART I.II **FACING PAGE Information Required Pursuant to Rules 17a•S, 17a•l2, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE **PERIOD BEGINNING \_0\_4\_/\_0\_1\_/2\_5 \_\_\_ AND ENDING \_\_ 0\_3\_/3\_1\_/\_2\_6 \_\_ \_** MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME oF FIRM: Nuvama Financial Services Inc. TYPE OF REGISTRANT (check all applicable boxes): 0 Broker-dealer D Security-based swap dealer D Major security-based swap participant 0 Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 450 Lexington Ave., Wework-4th Floor (No. and Street) New York NY (City) (State) PERSON TO CONTACT WITH REGARD TO THIS FILING (Name) (Area Code - Telephone Number) **B. ACCOUNTANT IDENTIFICATION** (Email Address) INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* PG Accountants LLC (Name - if individual, state last, first, and middle name} 1325 Main Street, Ste. 401 Katy TX (Address) (City) (State) 8/5/25 7267 T" of Re,;maHon w;,1, PCAOB)(ff apphcable) 10017 (Zip Code) 77494 (Zip Code) FOR OFFICIAL USE ONLY • Cl.iims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.I 7a-S(e)(l)(ii), if applicable. Persons who are to respond to the collection of Information contained in this form are not required to respond unless the form displays a currently valid 0MB control number. {1}------------------------------------------------ #### OAlli OR AFFIRMATION I, Ranga,Wlla1 ~ W' (or affirm) 1hat. UJ the bast of *ffll(* knowledce and belief, the financial report perta1nins to the firm of NIMMN nnancial Slnk:es Inc. as of March 31 2~ is true and uirrect. I fu-thor ..ear (or affirm) lt\at neil:her1ho oonpail'f nor *4'f?f ~.* offiow, din&c:tor, orequ~ person, as the case fflf#lf be, h.ts 1NYy p~, int«estin #1'( ~~solely as that of a customer. ~~ ~~ ~Ti'"'- ·.' ~"-~~ fu\_ollrNk ~ ~ *"'°* \_\_\_\_\_\_ :-J.\1--'-.~~~¼( ·,,,,.~\~ -/I *<sup>n</sup>*~-.CY) V\.~ O,"<\. *~U,l\\l!* ~«>V"I -Pn,sident- · -----.... «•--•' .... *9~..…Read the full text as markdown