Full text of EDELWEISS FINANCIAL SERVICES INC.'s X-17A-5 filed 2021-06-29 (period 2021-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED** ST **A TES SECURITIES AND EXCHANGE COMMISSION Washington,** D.C. **20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: October 31, 2023 *Estimated aVl!!rage burden* hours per resoonse .. ...• 12.00 ## **ANNUAL AUDITED REPORT FORM X-17A-5 PART** Ill SEC f\LE t-lUMBER e-69508 ## FACING **PAGE** Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule l 7a-5 Thereunder | REPORT FOR THE PERIOD BEGINNING | ___<br>___<br>0_4/_0_1_/2_0 | AND ENDING | __<br>___<br>_<br>0_3_/_3_1/_2_1 | | |-----------------------------------------------------------------------------------------------------------|-------------------------------------------------------------|-------------------|----------------------------------|--| | | MM/DD/VY | | MM/DD/VY | | | | A. REGISTRANT IDENTIFICA TfON | | | | | NAME OF BROKER-DEALER: Edelweiss Financial Services Inc. | | OFFICIAL USE ONLY | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | FIRM 1.D. NO. | | | | 450 Lexington Ave., Wework-4th Floor | | | | | | | (No. and Street) | | | | | New 'fiaDl:k | NW' | | 10017 | | | (City) | (State) | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | | | | | (Arca Code - Telephone Number) | | | | B. ACCOUNT ANT IDENTIFICATION | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report•<br>Goldman & Company, CPAs, P.C. | | | | | | | (Name - 1ff11divi,l11a(, 3lal~ last, first, no(dd(e 11anre) | | | | | 3535 Roswell Rd, Ste 32 | Marietta | GA | 30062 | | | (Address} | (City} | (State) | (Zip Code) | | | CHECK ONE: | | | | | | /Vjcertified Public Accountant | | | | | | Public Accountant | | | | | | 8<br>Accountant not resident in United States or any of its possessions. | | | | | | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | *•Claims for exemption from the requirement that the a11nual report be covered by the opinion of a11 independent public accou11tant must be supported by a statement of facts 011d circumsta11ces relied on as the basis for the exemptio11. See Section 240./7a-5(e)(1)* > **Potential persons who are to respond to the collectlon of Information contained In this form are not required to respond unless the form displays a currently valid 0MB control number.** SEC 1410 (11-05) {1}------------------------------------------------ ## **OATH OR…Read the full text as markdown