Full text of NUVAMA FINANCIAL SERVICES INC.'s X-17A-5 filed 2026-06-29 (period 2026-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** **0MB APPROVAL 0MB** Number: 3235-0123 Expires: **Nov.** 30, 2026 fstlmated average burden hours per response: I'.! ### **ANNUAL REPORTS FORM X-17A-5 PART** Ill | SEC FILE NUMBER | | |-----------------|--| | 69508 | | **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING _0_4_/_0_1_/2_5 | | ___<br>AND ENDING | __<br>__<br>_<br>0_3_/3_1_/_2_6 | |-------------------------------------------------------------------------------------------------------------------------------------|-------------------------------|------------------------------------------------------------|--------------------------------------------| | | MM/DD/YY | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAME oF FIRM: Nuvama Financial Services Inc. | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>0 Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | O Security-based swap dealer | | 0 Major security-based swap participant | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | 450 Lexington Ave., Wework-4th Floor | | | | | | (No. and Street) | | | | New York | | NY | 10017 | | (City) | | (State) | {Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | (Name) | {Area Code -Telephone Number) | | (Email Address) | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing• | | | | | PG Accountants LLC | | | | | | | {Name - if individual, state last, first, and middle name) | | | 1325 Main Street, Ste. 401 | Katy | | 77494<br>TX | | (Address) | (City) | | (Zip Code)<br>(State) | | 8/5/25 | | 7267 | | | | | | (PCAOB R,g;siratio" Numbec, ;f applkablejl | | | FOR OFFICIAL USE ONLY | | | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | | | | accountant must be supported by a statement of facts and circumstances relied on as the basi s of the exemption. See 17 CFR 240. 17a-5(e)(1)(ii), if applicable, **Persons who are to respond to the collection of Information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ #### **OATH OR AFFIRMATION**…Read the full text as markdown