Full text of GLOBAL ALLIANCE SECURITIES LLC's X-17A-5 filed 2020-03-02 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | UNITED STATES | | | | |------------------------------------|--|--|--| | SECURITIES AND EXCHANGE COMMISSION | | | | | Washington, D.C. 20549 | | | | | OMB APPROVAL | | | | | |-------------------------------------|-----------------|--|--|--| | 3235-0123<br>OMB Number. | | | | | | Expires: | August 31, 2020 | | | | | Estimated avarage burcen | | | | | | - 12.00<br>haus der response. - - - | | | | | sec file number 8-69244 # ANNUAL AUDITED REPORT FORM X-17A-5 PART III FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the | REPORT FOR THE PERIOD BEGINNING | 1/1/2019<br>MMDD/YY | AND ENDING | | 12/31/2019<br>MMDDAYY | | | |--------------------------------------------------------------------------|--------------------------------------------------------|------------|-------------------|--------------------------------|--|--| | A. REGISTRANT IDENTIFICATION | | | | | | | | GLOBAL ALLIANCE SECURITIES, LLC<br>NAME OF BROKER-DEALER: | | | OFFICIAL USE ONLY | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | FIRM L.D. NO. | | | | 2464 DARTS COVE WAY | | | | | | | | | (No. and Street) | | | | | | | Charleston (MT Pleasant)<br>સ્ટ | | | 29466 | | | | | (City) | (State) | | (Co Code) | | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS LEPORT | | | | | | | | John P O'Shea | | | 212-878-6532 | | | | | | | | | (Area Code - Telephone Number) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT wasse opinion is contained on this Report® | | | | | | | | | Berkower LLC | | | | | | | | (Name - if individual, state last, first, middle came) | | | | | | | \$17 Route One | Iselin | | NI | 08810 | | | | (ACGES) | (CB) | | (Suze) | (Zip Code) | | | | CHECK ONE: | | | | | | | | x<br>Corifical Public Accountant | | | | | | | | Public Accountant | | | | | | | | Accountant not resident in United States or any of its possessions. | | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | | | \* Claims for cleagues from the regirement the annul report be covered by the opinion of an indic accounted and be supported by a statement of formationse relied on as the bas | | Potential persons who are to respond to the collection of information | | | |------------------|-----------------------------------------------------------------------|--|--| | | contained in this form are not required to respond unless…Read the full text as markdown