Full text of GLOBAL ALLIANCE SECURITIES LLC's X-17A-5 filed 2021-03-01 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: October 31, 2023 Estimated average burden hours per response. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . # ANNUAL AUDITED REPORT FORM X-17A-5 PART III | SEC FILE NUMBER | | |-----------------|--| | | | 8-69244 FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEGINNING | 1/1/2020 | AND ENDING | | 12/31/2020 | | |--------------------------------------------------------------------------|--------------------------------------------------------|-------------------|--------------|--------------------------------|--| | | MM/DD/YY | | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | | GLOBAL ALLIANCE SECURITIES. LLC<br>NAME OF BROKER-DEALER: | | OFFICIAL USE ONLY | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | FIRMID NO | | | 2464 DARTS COVE WAY | | | | | | | | (No and Street) | | | | | | Charleston(Mt Pleasant) | SC | | 29466 | | | | (City) | (State) | | (7.ip Code) | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | | | John P O'Shea | | | 212-878-6532 | | | | | | | | (Area Code - Telephone Number) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained on this Report* | | | | | | | Berkower IIc | | | | | | | | (Name - if individual, state last, first, middle name) | | | | | | 517 Route One | Iselin | | NI | 08830 | | | (Address) | (City) | | (Stare) | (Zip Code) | | | CHECK ONE: | | | | | | | પ્ર<br>Certified Public Accountant | | | | | | | Public Accountant | | | | | | | Accountant not resident in United States or any of its possessions | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | \* Clains for exemption from the requirement that the annual report be covered by the opinion of an independent must be supported by a statement affacts and circumstances relied on as the basis for the exemption. See 240.17a-5(e)(2). > Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------…Read the full text as markdown