Full text of GLOBAL ALLIANCE SECURITIES LLC's X-17A-5 filed 2024-03-19 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ PUBLIC  # Global Alliance Securities, LLC Financial Statement December 31, 2023 {1}------------------------------------------------ # UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL REPORTS FORM X-17A-5 PART III | OMB APPROVAL | | | | |---------------------------|--|--|--| | OMB Number: 3235-0123 | | | | | Expires: Nov. 30, 2026 | | | | | Estimated average burden | | | | | hours per response:<br>12 | | | | | | | | | SEC FILE NUMBER 8-69244 | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | | | | |---------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|------------------------------------------|-----------------|-------------------|--|--| | filing for the period beginning 01/01/2023 | | | 12/31/2023 | | | | | | MM/DD/YY | AND ENDING | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | NAME OF FIRM: Global Alliance Securities, LLC | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Broker-dealer<br>Check here if respondent is also an OTC derivatives dealer | | LJ Major security-based swap participant | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | 2464 Darts Cove Way | | | | | | | | | (No. and Street) | | | | | | | Charleston (Mt Pleasant) | SC | | | 29466 | | | | (City) | (State) | | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | John P O'Shea | 212-878-6532 | | | Joshea@gassec.com | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | Berkower LLC | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | 517 Route One | selin | | NJ | 08830 | | | | (Address) | (City) | | (State) | (Zip Code) | | | | 9/18/2003 | | 217 | | | | | | (PCAOB Registration Number, if applicable)<br>(Date of Registration with PCAOB)(if applicable) | | | | | | | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | FOR OFFICIAL USE ONLY | | | | | | irement that the annual reports be covered by the repo…Read the full text as markdown