Full text of GLOBAL ALLIANCE SECURITIES LLC's X-17A-5/A filed 2022-03-30 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **PUBLIC**  # Global Alliance Securities, LLC Statement of Financial Condition December 31, 2021 {1}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | 0MB APPROVAL | |---------------------------| | 0MB Number: 3235-0123 | | Expires: Oct. 31, 2023 | | Estimated average burden | | hours per response:<br>12 | # **ANNUAL REPORTS FORM X-17A-5 PART Ill** | SEC FILE NUMBER | |-----------------| # **FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** 01/01/2021 12/31/2021 FILING FOR THE PERIOD BEGINNING \_\_\_\_\_\_\_\_ AND ENDING \_\_\_\_\_ \_ \_\_ \_ MM/DD/YY MM/DD/VY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: Global Alliance Securities, LLC TYPE OF REGISTRANT (check all applicable boxes): - Broker-dealer D Security-based swap dealer □ Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 2464 Darts Cove Way Charleston (Mt Pleasant) (City) (No. and Street) SC (State) PERSON TO CONTACT WITH REGARD TO THIS FILING 29466 (Zip Code) | John P O'Shea | 212-878-6532 | joshea@gassec.com | |---------------|--------------------------------|-------------------| | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | # **B. ACCOUNTANT IDENTIFICATION** #### INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* | Berkower LLC | | |--------------|--| |--------------|--| | lselin | NJ | 08830 | |--------|------------------------------------------------|-------------------------------------------------------------------------------------| | (City) | (State) | (Zip Code) | | | 217 | | | | I<br>(PCAOB Reg;strafoo N,mbec, If appUcableJ | | | | | | | | te of Reg;strat;on ,rith PCAOBJ(lf applicable) | (Name - if individual, state last, first, and middle name)<br>FOR OFFICIAL USE ONLY | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0…Read the full text as markdown