Full text of COMMERCE STREET CAPITAL, LLC's X-17A-5 filed 2020-02-28 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | SECURITIESANDEXCHANGECOMMISSION | | OMB Number:<br>3235-0123<br>August 31,2020<br>Expires: | | | |---------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------|--------------------------------|--| | ANNUAL | Estimated average burden<br>hours per response<br>12.00<br>SEC RLE NUMBER<br>867606 | | | | | | FACING PAGE<br>Information Required of Brokers and Dealers Pursuant to Section<br>Securities Exchange Act of 1934 and Rule<br>17a-5 | Thereunder | 17 of the | | | REPORT FOR THE PERIOD BEGINNING 01/01/19 | | AND ENDING12/31/19 | | | | | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER:Commerce | Street<br>Capital<br>, | LLC | OFFICIAL USE ONLY | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.)<br>Ste<br>Ave<br>2700<br>1445<br>Ross | | | FIRM I.D. NO. | | | | ( No. and Street) | | | | | Dallas | Texas | | 75202 | | | (City) | (State) | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Bobby Hashaway | | | 214-545-6800 | | | | | | (Area Code - Telephone Number) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report*<br>EisnerAmper<br>LLP | | | | | | | (Name -if individual, state last, first, middle name) | | | | | California<br>Street<br>One | San<br>Francisco | CA | 94111 | | | (Address) | (City) | (State) | (Zip Code) | | | CHECK ONE:<br>Certified Public Accountant<br>Public Accountant<br>Accountant not resident in United States or any of its possessions. | FOR OFFICIAL USE ONLY | | | | | | | | | | **UNITEDSTATES** OMB APPROVAL *\*Claims for exemption from the requirement that the annual repor<sup>t</sup> be covered by the opinion of an independent public accountant must be supported by <sup>a</sup> statement offacts and circumstances relied on as the basis for the exemption. See Section 240.17a-5(e)(2)* **Potential persons who are to respond to the collection of information contained in this form are notre unless the form displays <sup>a</sup> currently validOM quiredto respond** SEC 1410 (06-02) **<sup>B</sup> controlnumber.** {1}----------------------------------------------…Read the full text as markdown