Full text of COMMERCE STREET CAPITAL, LLC's X-17A-5 filed 2023-03-10 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### OMB APPROVAL **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | 549 | - ANILE<br>Estima | |-----|-------------------| | | hours | | RTS | | ## **ANNUAL REPORTS FORM X-17A-5 PART III** | Expires: Oct. 31, 2023<br>Estimated average burden | | | | | | |----------------------------------------------------|--|--|--|--|--| | | | | | | | | SEC FILE NUMBER | | | | | | | 8-67606 | | | | | | OMB Number:3235-0123 **FACING PAGE** **Information Required Pursuant to Rules <sup>17</sup>a-5, <sup>17</sup>a-12, and <sup>18</sup>a-<sup>7</sup> under the Securities Exchange Act of <sup>1934</sup>** | | 01/01/2022<br>AND ENDING<br>FILING FOR THE PERIOD BEGINNING<br>/DD/YY<br>MM | | 12/31/2022 | | |----------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------|--|-----------------|-------------------------------------------| | | | | | MM/DD/YY | | | REGISTRANT IDENTIFICATION<br>A. | | | | | Commerce Street Capital, LLC<br>NAME OF FIRM: | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Security-based swap dealer<br>BBroker-dealer<br>Check here if respondent is also an OTC derivatives dealer | | | | Major security-based swap participant | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 1445 Ross Ave., Ste. 2700 | (No. and Street) | | | | | Dallas | Texas | | | 75202 | | (State)<br>(City) | | | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Bobby Hashaway | 214-545-6813 | | | bhashaway@cstrectcap.com | | (Name) | (Area Code -Telephone Number) | | (Email Address) | | | | ACCOUNTANT IDENTIFICATION<br>B. | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>EisnerAmper LLP | | | | | | | (Name -if individual, state last,first, and middle name) | | | | | 733 Third Avenue | New York | | NY | 10017 | | (Address) | (City) | | (State) | (Zip Code) | | 9/29/2003 | | | 274 | | | (Date of Registration with PCAOB)(if applicable) | | | | (PCAOB Registration Number,if applicable) | | | FOR OFFICIAL USE ONLY | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by <sup>a</sup> statement of facts and circumstances relied on as the bas…Read the full text as markdown