Full text of COMMERCE STREET CAPITAL, LLC's X-17A-5 filed 2021-03-01 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITEDSTATES SECURITIESAND EXCHANGECOMMISSION Washington, D.C. 20549** OMB APPROVAL OMB Number: 3235-0123 Expires: October 31, 2023 Estimated average burden ## **ANNUAL AUDITED** hours per response 12.00 **REPORT FORM X-17A-5 PART III** SEC FILE NUMBER <sup>s</sup>-67606 **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-<sup>5</sup> Thereunder** | REPORT FOR THE PERIOD BEGINNING 01/01/20<br>12/31/20<br>AND<br>ENDING | | | | | |------------------------------------------------------------------------------------------------|---------------------------------------------------------------------|------------|-------------------------------|--| | | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER: Commerce<br>Street<br>Capital<br>LLC<br>, | | | OFFICIAL USE ONLY | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM I.D. NO. | | | 1445<br>Ross<br>Ave<br>Ste<br>2700 | | | | | | | (No. and Street) | | | | | Dallas | Texas | 75202 | | | | (City) | (State) | (Zip Code) | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Bobby Hashaway | | | 214-545-6813 | | | | | | (Area Code -Telephone Number) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report*<br>EisnerAmper<br>LLP | (Name -if individual, state last, first, middle name ) | | | | | Third<br>Avenue<br>733 | New<br>York | NY | 10017 | | | (Address) | (City) | (State) | (Zip Code) | | | CHECK ONE: | | | | | | /<br>Certified Public Accountant<br>Public Accountant | Accountant not resident in United States or any of its possessions. | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by <sup>a</sup> statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17a-5(e)(2)* **Potential persons who are to respond to the collection of information contained in this form are not required to respond** SEC **unless theform displays <sup>a</sup> currently valid OMBcontrolnumber.** <sup>1410</sup> (11-05) {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | Bobby Hashaway<br>I | , swear (or a…Read the full text as markdown