COMMERCE STREET CAPITAL, LLC X-17A-5 (2022-03-01) — Broker-dealer annual report

Full text of COMMERCE STREET CAPITAL, LLC's X-17A-5 filed 2022-03-01 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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{0}------------------------------------------------ #### **OMB APPROVAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. <sup>20549</sup>** **OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12** 8-67606 **SEC FILE NUMBER** # **ANNUAL REPORTS FORM X-17A-5 PART III** **FACING PAGE** **Information Required Pursuant to Rules 17a-5,17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **01/01/21** AND ENDING 12/31/21 MM/DD/YY MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: Commerce Street Capital. LLC TYPE OF REGISTRANT (check all applicable boxes): H Broker-dealer Security-based swap dealer Major security-based swap participant Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use <sup>a</sup> P.O. box no.) 1445 Ross Ave. Ste. 2700 (No. and Street) Dallas Texas 75202 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING Bobby Hashaway 214-545-6813 bhashaway@cstreetcap.com (Name) (Area Code -Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* EisnerAmper LLP (Name -if individual, state last,first,and middle name) <sup>733</sup> Third Avenue NY 10017 New York (Address) (City) (State) (Zip Code) 9/29/2003 274 (Date of Registration with PCAOB)(if applicable) (PCAOB Registration Number,if applicable) **FOR OFFICIAL USE ONLY** \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(ii),if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.** {1}------------------------------------------------ #### **OATH OR AFFIRMATION** I, Bobby Hashaway , swear (or affirm) that, to the best of my knowledge and belief, the Commerce Street Capital, LLC financial report pertaining to the firm of ^ as 0f ./ <sup>2</sup> Q?1 ,is true and correct. I further swear (or affirm) that neither the company nor any partner, officer, director, or equivalent person, as the case may be, has any proprietary interest in any account classified solely as that of <sup>a</sup> customer. December 31 ot' li…

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