Full text of ETC BROKERAGE SERVICES, LLC's X-17A-5 filed 2022-02-25 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------  {1}------------------------------------------------ ## **TABLE OF CONTENTS DECEMBER 31, 2021** | | Page | |--------------------------------------------------------------------------------------------------------------------------------------------------------|-------| | FACING PAGE | 1 | | OATH OR AFFIRMATION | 2 | | INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM REPORT | 3-4 | | FINANCIAL STATEMENTS | | | Statement of Financial Condition | 5 | | Statement of Income | 6 | | Statement of Changes in Members' Equity | 7 | | Statement of Cash Flows | 8 | | Notes to Financial Statements | 9-13 | | SUPPLEMENTARY INFORMATION | | | Computation of Net Capital Pursuant to Rule 15c3-1<br>Schedule I -<br>of the Securities and Exchange Commission | 14-15 | | ADDITIONAL REPORTS AND RELATED INFORMATION | | | Report of Independent Registered Public Accounting Firm<br>on the Exemption from SEC Rule 1Sc3-3 Report | | | Exemption Report | | | Report of Independent Registered Public Accounting Firm on<br>Applying Agreed-upon Procedures Related to an Entity's<br>SIPC Assessment Reconciliation | | | Schedule of Assessment and Payments<br>(General Assessment Reconciliation}[Form SIPC-7] | | {2}------------------------------------------------ ## **RADACHIANDCOMPANY** *Certified Public Accountants and Business Consultants* 900 East Broad Street, Suite A Elyria, Ohio 44035 Telephone (440) 365-3115 • Fax (440) 365-4668 #### REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Members of ETC Brokerage Services, LLC Westlake, Ohio #### Opinion on the Financial Statements We have audited the accompanying statement of financial condition of ETC Brokerage Services, LLC (the Company) as of December 31, 2021, and the related statements of income, changes in members' equity, and cash flows for the year ended December 31, 2021 and the related notes and supplementary information ( collectively referred to as the "financial statements"). In our opinion, the financial statements present fairly, in all material respects, the financial position of ETC Brokerage Services, LLC as of December 31, 2021, and the results of their operations and their cash flows for the year then ended December 31, 2021, in conformity with accounting principles generally accepted in the United States. #### Basis for Opinion These financial statements are the responsibility of ETC Brokerage Services, LLC's management. Our responsibil…Read the full text as markdown