Full text of ETC BROKERAGE SERVICES, LLC's X-17A-5 filed 2026-07-10 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ {1}------------------------------------------------ #### **TABLE OF CONTENTS** #### **DECEMBER 31, 2025** | | Page | |---------------------------------------------------------|--------| | FACING PAGE TO FORM X-17A-5 | | | OATH OR AFFIRMATION | | | REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | | | FINANCIAL STATEMENTS | | | Statement of Financial Condition | 1 | | Notes to Statement of Financial Condition | 2 - 10 | {2}------------------------------------------------ | OMB APPROVAL | | | |------------------|------------------|--| | OMB Number | 3235-0410 | | | Expires | January 31, 2029 | | | Estimated avg | | | | burden hours per | | | | response | 6 | | | | SEC FILE NUMBER | | | | 8-67719 | | #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL AUDITED REPORT FORM X-17A-5 PART III** #### **FACING PAGE Information Required of Brokers and Dealers Pursuant to Rule 17a-5 under the Securities Exchange Act of 1934** REPORT FOR THE PERIOD BEGINNING 01/01/25 AND ENDING 12/31/25 ## **A. REGISTRANT IDENTIFICATION** NAME OF BROKER - DEALER: ETC Brokerage Services, LLC #### **TYPE OF REGISTRANT (check all applicable boxes):** ☑ **Broker-dealer** ☐ **Security-based swap dealer** ☐ **Major security-based swap participant** ☐ **Check here if respondent is also an OTC derivatives dealer** ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) **5430 LBJ Freeway Suite 320 Dallas TX, 75240** NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT: **Misha Trukshanin (918) 428-8075** #### **B. ACCOUNTANT IDENTIFICATION** **C.** INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report\* **KPMG LLP Two Manhattan West, 375 9th Avenue** **New York, NY 10001** FOR OFFICIAL USE ONLY \*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See section 240.17a-5(e)(1)(ii). {3}------------------------------------------------ #### **OATH OR AFFIRMATION** I, Misha Trukshanin, swear (or affirm) that, to the best of my knowledge and belief, the accompanying statement of financial condition pertaining to the firm of ETC Brokerage Services, LLC, as of December 31, 2025, is true and correct. I further swear (or affirm) that neither the company nor any partner, officer, director…Read the full text as markdown