Full text of ETC BROKERAGE SERVICES, LLC's X-17A-5 filed 2024-03-29 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **Statement of Financial Condition Year Ended December 31, 2023** (Pursuant to SEC Rule 17a-5(e)(3)) {1}------------------------------------------------ ## **TABLE OF CONTENTS** #### **DECEMBER 31, 2023** | | Page | |----------------------------------------------------------------|------| | FACING PAGE TO FORM X-17A-5 | 1 | | OATH OR AFFIRMATION | 2 | | REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM REPORT | 3 | | STATEMENT OF FINANCIAL CONDITION | 4 | | NOTES TO FINANCIAL STATEMENTS | 5-10 | {2}------------------------------------------------ | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | | OMB APPROVAL<br>OMB Number: 3235-0123<br>Expires: Nov. 30, 2026<br>Estimated average burden<br>hours per response: 12 | | | | |-----------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------|--------------------------------------------|--|--| | | ANNUAL REPORTS | | SEC FILE NUMBER | | | | | FORM X-17A-5 | | 8-67719 | | | | | PART III | | | | | | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | | 01/01/2023<br>FILING FOR THE PERIOD BEGINNING | | AND ENDING | 12/31/2023 | | | | | MM/DD/YY | | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF FIRM: ETC BROKERAGE SERVICES, LLC | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>ിച്ച് Broker-dealer<br>□ Check here if respondent is also an OTC derivatives dealer | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 1 EQUITY WAY | | | | | | | | (No. and Street) | | | | | | WESTLAKE | OH | 44145 | | | | | (City) | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | ALESSIO BLANGIARDO 917,309,1304 | A.BLANGIARDO@ETCBROKERAGE.COM | | | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>BDO USA. P.C. | | | | | | | | (Name -- if individual, state last, first, and middle name) | | | | | | 200 PARK AVE, 38TH FLOOR NEW YORK | | NY | 10166 | | | | (Addres…Read the full text as markdown