ETC BROKERAGE SERVICES, LLC X-17A-5 (2025-09-22) — Broker-dealer annual report

Full text of ETC BROKERAGE SERVICES, LLC's X-17A-5 filed 2025-09-22 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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{0}------------------------------------------------ **Statement of Financial Condition Year Ended December 31, 2024** With Report of Independent Registered Public Accounting Firm Thereon **Filed pursuant to Rule 17a-5(e)(3) under the Securities Exchange Act of 1934 as a PUBLIC DOCUMENT** {1}------------------------------------------------ #### **TABLE OF CONTENTS DECEMBER 31, 2024** | | Page | |---------------------------------------------------------|------| | FACING PAGE TO FORM X-17A-5 | | | OATH OR AFFIRMATION | | | REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | | | FINANCIAL \$TATEM ENTS | | | Statement of Financial Condition | 1 | | Notes to Statement of Financial Condition | 2-10 | {2}------------------------------------------------ | | 0MB APPROVAL | |------------------|-------------------| | OMBNumber | 3235-0410 | | Expires | November 30, 2025 | | Estimated avg | | | burden hours per | | | response | 6 | | | SEC FILE NUMBER | | | 8-67719 | #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** ### **ANNUAL AUDITED REPORT FORM X-17A-5 PART** Ill #### **FACING PAGE Information Required of Brokers and Dealers Pursuant to Rule 17a-5 under the Securities Exchange Act of 1934** REPORT FOR THE PERIOD BEGINNING 01/01/24 AND ENDING 12/31/24 #### **A. REGISTRANT IDENTIFICATION** NAME OF BROKER - DEALER: ETC Brokerage Services, LLC #### **TYPE OF REGISTRANT (check all applicable boxes):** ~ **Broker-dealer** □ **Security-based swap dealer** □ **Major security-based swap participant** □ **Check here if respondent is also an OTC derivatives dealer** ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) **5430 LBJ Freeway Suite 320 Dallas TX, 75240** NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT: **Jeffrey Abramczyk (877) 403-0369** #### **B. ACCOUNTANT IDENTIFICATION** **c.** INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report\* **KPMG LLP 345 Park Avenue** **New York, NY 10154** FOR OFFICIAL USE ONLY \*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See section 240.17a-S(e)(l)(ii). {3}------------------------------------------------ #### **OATH OR AFFIRMATION** I, Jeffrey Abramczyk, swear (or affirm) that, to the best of my knowledge and belief, the accompanying statement of financial con…

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