Full text of CAPITAL CITY SECURITIES, LLC's X-17A-5 filed 2021-04-02 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ TJMTEDSTATES SECURITIES AND EXCHANGE COMMISSION Woshington, D.C. 20549 | OMB APPROVAL | | | | | |--------------------------|--|---------------------------|--|--| | | | OMB Number: 3235-0123 | | | | Expires: October31,2023 | | | | | | Estimated average burden | | | | | | | | hours per response ,12,OO | | | # ANNUAL AUDITED REPORT FORM X-l7A-5 PART III | | SEC FILE NUMBER | |--------|-----------------| | *67771 | | FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the securities Exchange Act of 1934 and Rule 17a-5 Thereunder | | a1louzaza | AND ENDTNG | 1213112024 | | | |------------------------------------------------------------------------------------------------|----------------------------------------------------------|------------|--------------------------------|--|--| | REPORT FOR THE PERIOD BEGINNING | MMIDD/YY | | MM/DD/YY | | | | | A. REGISTRANT IDENTITICATION | | | | | | NAME oF BR0KER-DEALER, capital city securities, LLC | | | OFFICIAL USE ONLY | | | | FIRM I.D. NO.<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | | | | 3789 Attucks Drive | | | | | | | (No. alld Street) | | | | | | POV[Elrt | 0lrl@ | | 43065 | | | | (City) | (State) | | (ZiP Code) | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Todd CraMord | | | (614) 485-3108 | | | | | | | (Area Code - Telephone Number) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report*<br>HHH CPA Group, LLC | (Name - if indil,idaal, stdte last, tirst, mid.dle name) | | | | | | 125A Old Henderson Road Columbus | | Ohio | \$224 | | | | (Address) | (City) | (State) | (Zip Code) | | | | CHECK ONE: | | | | | | | Public Accountant | | | | | | | Accountant | | | | | | | | not resident in United States or any ofits possessions. | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | | | | | | | | \*Claims for exemptionfrom the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement offacts and circumstances relied on as the basisfor the exemption. See Section 2a0.17a-5(e)(2) > Potential persons who are to respond to the collection of information contalned in thls form are not required to respond unless the form displays a currently valid OMB control number. sEc 1410 (11-05) {1}--------------------------------…Read the full text as markdown