Full text of CAPITAL CITY SECURITIES, LLC's X-17A-5 filed 2024-03-27 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | | | OMB APPROVAL | | |-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------|------------|------------------------------------------------------------------------------------------------------|--| | | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington,<br>D.C.<br>20S49 | | OMB Number: 3235-0123<br>Expires:Nov. 30, 2026<br>Estimated average burden<br>hours per response: 12 | | | | ANNUAL<br>REPORTS | | | | | | X-17A-5<br>FORM | | SEC FILE NUMBER | | | | III<br>PART | | 8-67771 | | | Information Required Pursuant to Rules 17a-5, 17a-12,<br>FILING FOR THE PERIOD BEGINNING | FACING PAGE<br>01/01/23 | AND ENDING | and 18a-7 under the Securities Exchange Act of 1934<br>12/31/23 | | | | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: | Securities,<br>Capital<br>City | LLC | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>H<br>Broker-dealer<br>Check here if respondent is also an OTC derivatives dealer | Security-based swap dealer | | Major security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: | (Do not use a P.O. box no.) | | | | | | Attucks<br>Drive<br>3789 | | | | | | (No. and Street) | | | | | Powell | OH | | 43065 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Todd<br>Crawford | (614)485-3108 | | tecrawford@cap1talcrtypartrer5.com | | | (Name) | (Area Code -Telephone<br>Number) | | (Email Address) | | | | B.<br>ACCOUNTANT IDENTIFICATION | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | HHH<br>Group,<br>CPA | LLC | | | | | (Name -if<br>individual, state last, first, and middle name) | | | | | 1250<br>Old<br>Henderson<br>Road | Columbus | OH | 43220 | | | (Address)<br>12/21/2010 | (City) | (State) | (Zip Code)<br>5344 | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | | FOR OFFICIAL USE ONLY | | | | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public<br>l<br>accountant…Read the full text as markdown