Full text of CAPITAL CITY SECURITIES, LLC's X-17A-5 filed 2023-03-06 (period 2021-12-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | OMB Number: 3235-0123 | | |---------------------------|--| | Expires: Oct. 31, 2023 | | | Estimated average burden | | | hours per response:<br>12 | | | SEC FILE NUMBER | | ## **ANNUAL REPORTS FORM X-17A-5 PART III** **SEC FILE NUMBER** 8-67771 **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING | 01/01/21 | AND ENDING | | 12/31/21 | | | |-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|----------------------------------------------|-------------------------------|------------------------------------|--|--| | | MM/DD/YY | | MM/DD/YY | | | | | | A.<br>REGISTRANT IDENTIFICATION | | | | | | | Capital<br>NAME OF FIRM: | City<br>Securities,<br>LLC | | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | | | | ®<br>Security-based<br>Broker-dealer<br>Check here if respondent is also an OTC derivatives dealer | Major<br>swap dealer<br>security-based<br>swap participant | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS:(Do | not | use a P.O. box no.) | | | | | | | 3789<br>Attucks | Drive | | | | | | | (No. and<br>Street) | | | | | | | Powell | Ohio | | | 43065 | | | | (City) | (State) | | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | (614)<br>485-3108 | | | tecrawford@capitalcitypartners.com | | | | Todd<br>Crawford<br>(Name) | (Area Code -Telephone | Number) | (Email Address) | | | | | | B.<br>ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports | HHH<br>CPA | in<br>this<br>are contained<br>Group,<br>LLC | filing* | | | | | (Name -if | individual,<br>state last, | first,and<br>middle name) | | | | | | Old<br>1250<br>Henderson<br>Road | Columbus | | Ohio | 43220 | | | | (Address) | (City) | | (State) | (Zip Code) | | | | 12/21/2010 | | | 5344 | | | | | (Pate of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number,if | applicable) | | | | | FOR OFFICIAL USE ONLY | | | | | | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an ind…Read the full text as markdown