Full text of CAPITAL CITY SECURITIES, LLC's X-17A-5 filed 2023-04-03 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | SECURITIES AND EXCHANGE COMMISSION | | OMB APPROVAL<br>OMB Number: 3235-0123<br>Expires: Oct. 31,<br>2023<br>Estimated average burden<br>hours per response:<br>12 | | | | |-----------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------------|-------------------------------------------|--|--| | | | SEC FILE NUMBER | | | | | | X-17A-5<br>FORM<br>8-67771 | | | | | | | III<br>PART | | | | | | Information Required Pursuant to Rules 17a-5, | FACING PAGE<br>17a-12, and 18a-7 | | under the Securities Exchange Act of 1934 | | | | FILING FOR THE PERIOD BEGINNING | 01/01/2022<br>AND ENDING | | 12/31/2022 | | | | | MM/DD/YY | | MM/DD/YY | | | | | A.<br>REGISTRANT IDENTIFICATION | | | | | | Capital<br>NAME OF FIRM: | City<br>Securities,<br>LLC | | | | | | TYPE OF REGISTRANT (check all applicable<br>0<br>Broker-dealer<br>Z<br>Check here if respondent is also an OTC derivatives dealer | boxes):<br>Major<br>Security-based swap dealer | | security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: | use a P.O.<br>box no.)<br>(Do not | | | | | | | 3789<br>Attucks<br>Drive | | | | | | | (No. and Street) | | | | | | Powell | OH | | 43065 | | | | (City) | (State) | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Todd<br>Crawford | 485-3108<br>(614) | | tecrawford@capitalcitypartners.com | | | | (Name) | (Area Code -Telephone<br>Number) | (Email Address) | | | | | | B.<br>ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports | are contained in<br>this<br>Group,<br>HHH<br>CPA<br>LLC | filing* | | | | | (Name -if | last,first,and<br>individual,state<br>middle name) | | | | | | Old<br>Road<br>1250<br>Henderson | Columbus | OH | 43220 | | | | (Address)<br>12/21/2010 | (City) | (State)<br>(Zip Code)<br>5344 | | | | | (Date of Registration with PCAOB)(if applicable) | | (PCAOB Registration Number,if | applicable) | | | | | FOR OFFICIAL USE ONLY | | | | | | l<br>)(ii),if<br>applicable.<br>CFR 240.17a-5(e)( | * Claims for exemption from t…Read the full text as markdown