Full text of MONITOR CAPITAL, LLC's X-17A-5 filed 2021-02-23 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Financial Statements For the Year Ending December 31, 2020 In accordance with Rule 17A-S(d)  Summit LLC Certified Public Accountants Filed as PUBLIC information pursuant to Rule 17a-S(d) under the Securities Exchange Act of 1934. {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ## **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** 0MB APPROVAL 0MB Number: 3235-0123 Expires: October 31, 2023 Estimated average burden hours per response ...... 12.00 I ## SEC FILE NUMBER **8-67782** **FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING Q.1 /01 / | 2020 | AND ENDING 12/3.1 /2020 | | | |---------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------|-------------------------|--------------------------------|--| | | MM/DD/VY | | MM/DD/VY | | | A. | REGISTRANT IDENTIFICATION | | | | | NAME oF BROKER-DEALER: Monitor Capital LLC | | | OFFICIAL USE ONLY | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM I.D. NO. | | | 39 Miller Hill Woods Court | | | | | | | (No. and Street) | | | | | Carmel | NY | 10512 | | | | (City) | (State) | (Zip Code) | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO TillS REPORT<br>Sakae Takushima 917-45-6773 | | | | | | | | | (Area Code - Telephone Number) | | | B. | ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | Summitt LLC | | | | | | | (Name - if individual, state last, first, middle name) | | | | | 999 18th Street | Denver | co | 80202 | | | (Address) | (City) | (State) | (Zip Code) | | | CHECK ONE: | | | | | | j ✓ I Certified Public Accountant | | | | | | □<br>Public Accountant | | | | | | D | Accountant not resident in United States or any of its possessions. | | | | | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17a-5(e)(2)* > **Potential persons who are to respon…Read the full text as markdown