Full text of MONITOR CAPITAL, LLC's X-17A-5 filed 2023-02-28 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Financial Statements For the Year Ending December 31, 2022 In accordance with Rule 17A-5(d)  Summit LLC Certified Public Accountants {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 OMB APPROVAL > 67782 SEC FILE NUMBER ## **ANNUAL REPORTS FORM X-17A-5 PART III** **FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING 01/01/2022 AND ENDING \_12/31/2022 MM/DD/YY MM/DD/YY **A. REGISTRANT IDENTIFICATION** ## NAME OF FIRM: Monitor Capital LLC TYPE OF REGISTRANT (check all applicable boxes): ☐■ Broker-dealer ☐ Security-based swap dealer ☐ Majorsecurity-based swap participant ☐ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) ## 39 Miller Hill Woods Court | | (No. and Street) | | | | |------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|--------------------------------------------|-----------------|--| | Kent | NY | | 10512 | | | (City) | (State) | | (Zip Code) | | | PERSON<br>TO<br>CONTACT<br>WITH<br>REGARD<br>TO | THIS<br>FILING | | | | | Sakae Takushima | | stakushima@monitorcap.com | | | | (Name) | (Area Code – Telephone Number) | | (Email Address) | | | B. | ACCOUNTANT<br>IDENTIFICATION | | | | | Summit LLC | (Name – if individual, state last, first, and middle name) | | | | | 999 18th Street, Suite 3000 | Denver | CO | 80202 | | | (Address) | (City) | (State) | (Zip Code) | | | | | 5251 | | | | (Date of Registration with PCAOB)(if applicable) | | (PCAOB Registration Number, if applicable) | | | | | FOR<br>OFFICIAL<br>USE<br>ONLY | | | | | | | | | | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. **Persons who are to respond to the collection of information contained in thisform are notrequired to respond unlessthe form displays a currently valid OMB control number.** {2}----…Read the full text as markdown