Full text of MONITOR CAPITAL, LLC's X-17A-5 filed 2024-02-29 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL REPORTS FORM X-17A-5 PART Ill** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 > SEC FILE NUMBER 67782 > > MM/DD/YY AND ENDING 12f31 f23 **FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **Q 1 /Q 1 /23** MM/DD/YY **A. REGISTRANT IDENTIFICATION** # NAME oF FIRM: Monitor Capital LLC TYPE OF REGISTRANT (check all applicable boxes): ~ Broker-dealer D Security-based swap dealer D Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 39 Miller Hill Woods Court | | (No. and Street) | | | | |-------------------------------------------------|------------------------------------------------------------|-----------------------------------------------|---------------------------|--| | Carmel | NY | | 10512 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Sakae Takushima | 917 -450-6773 | | stakushima@monitorcap.com | | | (Name) | (Area Code -Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | Summit LLC | (Name - if individual, state last, first, and middle name) | | | | | 999 18th Street, Suite 3000 Denver CO 80202 | | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | 5251 | | | | lte of Reglstratioo with PCAOB )Of applicable I | | (PCAOB Reglstrat;oo N"mbe,, ;f applicable I I | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | 1, Sakae Takushima | swear (or affirm) that, to the best of my knowledge and belief, the | |-----------------------------------------------------------------|-----------------------------------------…Read the full text as markdown