Full text of MONITOR CAPITAL, LLC's X-17A-5 filed 2022-02-28 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Financial Statements For the Year Ending December 31, 2021 In accordance with Rule 17A-5(d)  Summit LLC Certified Public Accountants {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ## **ANNUAL REPORTS FORM X-17A-5 PART** Ill | 0MB APPROVAL | |---------------------------| | 0MB Number: 3235-0123 | | Expires: Oct. 31, 2023 | | Estimated average burden | | hours per response:<br>12 | SEC FILE NUMBER 67782 FACING PAGE Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING January 1, 2021 MM/DD/VY AND ENDING December 31, 2021 MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: Monitor Capital LLC TYPE OF REGISTRANT (check all applicable boxes): 0 Broker-dealer D Security-based swap dealer □ Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 39 Miller Hill Woods Court (No. and Street) Kent New York (City) (State) PERSON TO CONTACT WITH REGARD TO THIS FILING Sakae Takushima [Name) {Area Code-Telephone Number) **B. ACCOUNTANT IDENTIFICATION** 10512 (Zip Code) stakushima@monitorcap.com (Email Address) INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Summitt LLC (Name- if individual, state last, first, and middle name) <sup>999</sup>18th Street • Suite 3000 Denver co <sup>80202</sup> [Address) [City) (State) (Zip Code) 5251 [rte of Registration with PCAOB)(if applicable) **FOR OFFICIAL USE ONLY** (PCAOB Registration Number, if applicable) I \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number. {2}------------------------------------------------ #### **OATH OR AFFIRMATION** | | swear (or affirm) that, to the best of my knowledge and belief, the<br>I, Sakae Takushima | | | | | |----------------------------------------------------------------------------------------------------------------------------…Read the full text as markdown