Full text of PHARUS SECURITIES, LLC's X-17A-5 filed 2020-03-02 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # PHARUS SECURITIES LLC STATEMENT OF FINANCIAL CONDITION DECEMBER 31, 2019 {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ## ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill OMB APPROVAL OMS Number: 3235-0123 Expires: August 31, 2020 Estimated average burden hours oer resnnnse ...... 12.00 | SEC FILE NUMBER | |-----------------| | 8-67948 | FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rnle 17a-5 Thereunder | REPORT FOR THE PERIOD BEGINNING | __<br>0_1_/_0_1_/2_0_1_9 | ___<br>AND ENDJNG | __<br>___<br>_<br>1_2_/3_1_/2_0_1_9<br>MMIDD/YY | | |----------------------------------------------------------------------------------------|-----------------------------------------------------|------------------------|-------------------------------------------------|--| | | MM/DDNY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER: | | Pharus Securities, LLC | OFFICIAL USE ONLY | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | | 551 Fifth Avenue, Suite 1125 | | | | | | | (No. and Street) | | | | | New York | NY | | 10176 | | | (City) | (State) | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Ken Harrell | | | (212)004-0100 | | | | | | (Area Code - Telephone Number) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | | RWGroup LLC | | | | | | (Name-ifi11dividua/, state last.first, middle name) | | | | | 400 Old Forge Lane, Suite 401 | Kennett Square | PA | 19348 | | | (Address} | (City) | {State) | (Zip Code) | | | CHECK ONE: | | | | | | Certified Public Accountant | | | | | | §<br>Public Accountant | | | | | | Accountant not resident in United States or any of its possessions. | | | | | | | | | | | | | FOR OFFICIAL USE ONLY | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant 1nust be supported by a statement of/acts and circumstances relied on as the basis/or the exemption. See Section 240.J7a-5(e)(2)* > Potential persons who are to respond to the collection of Information contained in this form are not required to respond unless the form di splays a currently valid OMB control number. SEC 1410 (11-05) {2}---…Read the full text as markdown