Full text of PHARUS SECURITIES, LLC's X-17A-5 filed 2021-03-22 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **PHARUS SECURITIES LLC** # **STATEMENT OF FINANCIAL CONDITION** **DECEMBER 31, 2020** {1}------------------------------------------------ # **PHARUS SECURITIES, LLC** ### **DECEMBER 31, 2020** ## **TABLE OF CONTENTS** | Report of Independent Registered Public Accounting Firm 1 | Page | |------------------------------------------------------------|------| | Statement of Financial Condition 2 | | | Notes to the Financial Statement 3-5 | | {2}------------------------------------------------ l/NITEDSTATES SE URITIESA OtX HANGECOMMISSIOi Washington, D.C. 20549 | | 0MB APPROVAL | | |-------------|--------------|---------------------------| | 0MB Number: | | 3235·0123 | | Expires: | | October 31, 2023 | | | | E.stimated average burden | | hours | r res | nse . 12.00 | | SEC FILE NUMBER | |-----------------| | B-67948 | # **ANNUAL AUDITED REPORT FORM X-17A-5 PARTIII** **FACING PAGE lnform11tion Required of Brokers and Dealers Pursuant to Section** 17 **of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING | 01/01/2020 | AND ENDING | 12/31/2020 | | |---------------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------|------------|--------------------------------|--| | | MM/DD/VY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICA TJON | | | | | NAME OF BROKER-DEALER: | Pharus Securities, LLC | | OFFICIAL USE ONLY | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM 1.0. NO. | | | 11 0 East 25th Street, 11th floor | | | | | | | (No. and Street) | | | | | New York | NY | | 10010 | | | (City} | (State) | | (Zip Code) | | | NAME AND TELEPHONE NUMB ER OF PERSON TO CONTACT JN REGARD TO THIS REPORT<br>Kenneth Harrel | | | 212-904-0101 | | | | | | (Area Code - Telephone Number) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in this Report•<br>RW Group LLC | (Nome - If J,idMdual, Jlale Jo si. first, middle 11ame) | | | | | 400 Old Forge Lane, Ste 401 | Kenneth Square | PA | 19348 | | | (Address) | (City ) | (State) | (Zip Code) | | | CHECK ONE:<br>lcertified Public Accountant<br>Public Accountant<br>D<br>Accountant not resident in United States or any of its possessions. | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | *•et aims for exemption from the requir…Read the full text as markdown