Full text of PHARUS SECURITIES, LLC's X-17A-5 filed 2022-03-22 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **PHARUS SECURITIES LLC** # **STATEMENT OF FINANCIAL CONDITION** **DECEMBER 31, 2021** {1}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # **ANNUAL REPORTS FORM X-17A-5 PARTIII** | 0MB APPROVAL | |--------------------------| | 0MB Number: 3235-0123 | | Expires: Oct. 31, 2023 | | Estimated average burden | | hours per response: 12 | | | | | #### SEC FILE NUMBER 8-67948 FACING **PAGE** | FILING FOR THE PERIOD BEGINNING _0_1_/0_1_/_2_1 | ___ | | __<br>_<br>AND ENDING _1_2_/3_1_/_2_1 | |---------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------|------|-------------------------------------------| | | MM/DD/VY | | MM/DD/VY | | | A. REGISTRANT IDENTIFICATION | | | | Pharus Securities, LLC<br>NAME oF FIRM: | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>!!I Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | D Security-based swap dealer | | D Major security-based swap participant | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | 110 East 25th Street, 11th floor | | | | | | (No. and Street) | | | | New York | NY | | 10010 | | (City) | (State) | | {Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Kenneth Harrell | 212-904-0101 | | kharrell@pharus.com | | (Name) | (Area Code- Telephone Number) | | {Email Address) | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>RW Group LLC | {Name- if individual, state last, first, and middle name) | | | | 400 Old Forge Lane, Ste 401 | Kenneth Square | | PA<br>19438 | | (Address) | (Gty) | | (State)<br>(Zip Code) | | 2-23-2010 | | 5020 | | | (rte of Registration with PCAOB)(if applicable) | | | [PCAOB Registcafon Number, if applicable) | | | FOR OFFICIAL USE ONLY | | | Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number. {2}------------------------------------------------ #### OATH OR AFFIRMATION  [] (y) Report describing any material inadequacies found to have existed since the date of the previous audit, or a statement that no material inadequacies exist, unde…Read the full text as markdown