Full text of PHARUS SECURITIES, LLC's X-17A-5 filed 2024-04-03 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # PHARUS SECURITIES LLC STATEMENT OF FINANCIAL CONDITION DECEMBER 31, 2023 {1}------------------------------------------------ | | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549<br>ANNUAL REPORTS<br>FORM X-17A-5 | | OMB IUTROVA.<br>(AAB U Jorber 17 15 0171<br>NUX US ALING Masters<br>FATURA BOOK PARTICA | | | |--------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------------------------------------------------------------------|------|-----------------------------------------------------------------------------------------|--|--| | | | | 12<br>Andres and id in | | | | | | | SEC FOLE NUMBER<br>8 67948 | | | | | | | | | | | | PART III | | | | | | | FACING PAGE<br>Information Required Pursuant to Rules 17-5, 17-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | FILING FOR THE PERIOD BEGINNING 01/01/2023 | | | AND INDING 12/31/2023 | | | | | MM/1087/ 0 1 | | UNITA MA | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF FIRM | Pharus Securities, LLC | | | | | | TYPE OF REGISTRANT (check all applicable boxes)<br>Broker-dealer<br>Check here if respondent is also an OTC derivatives dealer | Security-based swap dealer | | Major security based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no ) | | | | | | | 535 Fifth Avenue, 25th floor | | | | | | | | (No and Street) | | | | | | New York | NY | | 10017 | | | | (City) | (State) | | (up (100) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Kenneth Harrell | 212 904 0101 | | kharrell@pharus.com | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing *<br>RW Group LLC | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | 400 Old Forge Lane, Suite 401 Kenneth Square | | | PA<br>19433 | | | | | (City) | | (State)<br>(Zip Code) | | | | (Address)<br>02-23-2010 | | 5020 | | | | | (Date of Registration with PCAOB) (if applicable) | FOR OFFICIAL USE ONLY | | (PCAOB Registration Number, if applicable) | | | Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid…Read the full text as markdown