Full text of IIFL CAPITAL INC.'s X-17A-5 filed 2020-04-27 (period 2020-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Statement of Financial Condition March 31, 2020 {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 0MB APPROVAL 0MB Number: 3235-0123 Expires: August 31, 2020 Estimated average burden hours per resoonse . .. 12.00 8-68100 SEC FILE NUMBER # **ANNUAL AUDITED REPORT FORMX-17A-5 PARTID** #### **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-S Thereunder** | REPORT FOR THE PERIOD BEGINNING | ___<br>-~0~4/-0-1/-19 | AND ENDING | 03/31/20 | | |---------------------------------------------------------------------------|--------------------------------------------------------------------|------------|-----------------------------------------------|--| | | MMIDDNY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER -<br>DEALER: | | | | | | IIFL Capital Inc. | | | OFFICIAL USE ONLY<br>FIRM IO.NO. | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | | 1120 Avenue of the Americas, Suite# 1506 | | | | | | | (No. and Street) | | | | | New York | NY | | 10036 | | | (City) | (State) | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | | | | | | | | Fredric Obsbaum | | | 212 897-1694<br>Area Co e -<br>Te ephone No.) | | | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in this Report* | | | | | | WithumSmith+Brown PC | | | | | | | | | | | | | | | | | | | (Name - if individual, state last, first, middle name)<br>Whippany | NJ | 07981 | | | (Address) | (City) | (State) | (Zip Code) | | | | | | | | | | | | | | | ~ Certified Public Accountant | | | | | | D<br>Public Accountant | | | | | | D<br>Accountant not resident in United States or any of its possessions. | | | | | | 200 Jefferson Park<br>CHECK ONE: | FOR OFFICIAL USE ONLY | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of/acts and circumstances relied on as the basis/or the exemption. See section 240. !7a-5(e)(2).SEC* 1410 (3-91) {2}------------------------------------------------ ## **TABLE OF CONTENTS** ## **This report\*\* contains (check all applicable boxes):** | [x] | (a) | Facing Page. | |-----|------|----------------------…Read the full text as markdown