Full text of IIFL CAPITAL INC.'s X-17A-5 filed 2021-04-23 (period 2021-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ IIFL Capital Inc. (a wholly owned subsidiary of IIFL Securities Limited) Statement of Financial Condition March 31, 2021 {1}------------------------------------------------ UNlTED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 0MB APPROVAL 0MB Nwnber: 3235-0123 Expires: October 31, 2023 Estimated average burden hours per response .. . 12.00 8-68100 I SEC FILE NUMBER I # **ANNUAL AUDITED REPORT FORM X-17A-5** PART III #### **FACING PAGE** # **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | ___<br>MM/0O/YY<br>A. REGISTRANT IDENTIFICATION<br>OFFICIAL USE ONLY<br>FIRM ID. NO.<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.)<br>10036<br>(Zip Code) | |----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | if individual, state last, first, middle name)<br>NJ<br>07981 | | (State)<br>(Zip Code) | | | | | | | | | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See section 240. I 7a-5(e)(2).SEC* 1410 (3-91) {2}------------------------------------------------ # **TABLE OF CONTENTS** ## **This report\*\* contains (check all applicable boxes):** - **[x]** Report of Independent Registered Public Accounting Firm. - [x] (a) Facing Page. - **[x]** (b) Statement of Financial Condition and Footnotes. - [ ] (c) Statement of Operations. - [ ] (d) Statement of Changes in Stockholder's Equity. - [ ] (e) Statement of Cash Flows. - [ ] (f) Statement of Changes in Liabilities Subordinated to Claims of General Creditors (not applicable). - [ ] (g) Computation of Net Capital for Brokers and Dealers Pursuant to Rule l 5c3-1 under the Securities Exchange Act of I 934. - [ ] (h) Computation for Determination of Reserve Requirements for Brokers and Dealers Pursuant to Rule l 5c3-3 under the Securities Exchange Act of I 934. - [ ] (i) Information Relating to the Possession or Control…Read the full text as markdown